LAW 3240
The Regulation of Financial Ma · 3 credits · Spring 2027
Requirements
Prerequisite: LAW 1101 and (BUS 1000 or BUS 1011 or BUS 2000) and (ZICK or ZKTP or official ECO-BA)
About this course
This course examines the legal and regulatory structures supporting the financial system in the US. This course introduces and analyzes the institutional structure of US financial markets and the way that international, federal and state-level regulation shape the industry. The course covers the laws and rules promulgated to account for potential market failure; the process by which goals become legislation, legislation begets rules; and the way rules protect market participants and enforce behavioral change. This course emphasizes case analysis, development of critical thinking skills, and oral and written communication.
Seat status as of Oct 3, 4:11 AM ET. Seats can change between refreshes.
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