LAW 3115
Secrty Law & Bus Crm · 3 credits · Spring 2027
Requirements
Prerequisite: LAW 1101
About this course
The course will examine current legislative, regulatory and judicial regulation of the securities markets. It will also consider issues of criminality under other statutes, but the primary focus will be on measures designed to protect investors in the securities markets and on the disclosure requirements that apply to companies that issue securities. The course will also consider corporate governance requirements that apply to publicly traded companies. Aspects of criminality, including corrupt practices, RICO, antitrust and fraud are also covered.
Seat status as of Oct 2, 10:36 AM ET. Seats can change between refreshes.
ETRA-LEC Regular
Tue/Thu · 2:30 PM - 3:45 PM
B - Vert 9-170
Instructor not announced yetIn PersonOpen